Li Dong

Current Employers

Employment History

• 11/2017 → 07/2024
  Transamerica Financial Advisors, Inc
  Alviso, CA
• 06/2017 → 07/2024
  Wfgia
  Alviso, CA
• 05/2016 → 11/2024
  Beyond Certified Public Accountant Llp.
  Pleasanton, CA
• 12/2015 → 11/2017
  Refocus Investment Club, Llc
  Pleasanton, CA
• 05/2015 → 10/2020
  Tri-Valley Total Solution, Llc
  Pleasanton, CA
• 08/2018 → 09/2022
  Rental Property
  Honolulu, HI
• 09/2021 → 11/2024
  Ld Hawaii Holding Llc
  Honolulu, HI
• 12/2022 → 11/2024
  Kyros Ai Corp
  New Castle, DE
• 02/2023 → 11/2024
  Lead International Inc.
  San Ramon, CA
• 05/2023 → 11/2024
  Neekee Inc
  Mountain View, CA
• 01/2024 → 11/2024
  Ld California Holdings Llc
  Pleasanton, CA
• 07/2024 → Present
  The Prudential Insurance Company Of America
  San Jose, CA
• 07/2024 → 11/2024
  Pruco Securities Llc
  San Jose, CA
• 11/2024 → Present
  Lpl Enterprise, Llc
  Pleasanton, CA

Previous Registrations

• 2024-07-17 → 2024-11-14
  Pruco Securities, Llc.
  San Jose, CA
  Pleasanton, CA
• 2017-11-03 → 2024-07-16
  Transamerica Financial Advisors, Llc
  Alviso, CA

Other Businesses

1) 01/08/2025 - LI DONG - Mortgage/Real Estate Services - I offer buying and selling real properties services and originating mortgage loans to customers. - INV Related - At San Jose, CA - Start Date 05/03/2023 - 5hrs/mth - 0hrs During Trading 2) 01/08/2025 - BEYOND CPAs LLC - Tax Prep/Accounting/CPA - ACCOUNTING & TAX PREPARATION, AND COUNSULTING SERVICES - INV Related - At Pleasanton, CA - Start Date 01/01/2014 - 10hrs/mth - 0hrs During Trading 3) 01/08/2025 - LD HAWAII HOLDINGS LLC - Real Estate Rental - HOLDING INVESTMENTS IN REAL ESTATE PROPERTIES, AS A MEMBER OF OTHER LLCs WHICH HOLD THE RENTAL PROPERTIES. THIS IS A PASSIVE INVESTMENT, AND I DO NOT PARTICIPATE IN MANAGING THE PROPERTIES. - INV Related - At Pleasanton, CA - Start Date 11/01/2022 - 0hrs/mth - 0hrs During Trading 4) 12/31/2024 - LD CALIFORNIA HOLDINGS LLC - Business Entity For Tax/Investment Purposes Only - INVESTMENT IN RESTAURANT BUSINESSES. PASSIVE INCOME, NOT ACTIVELY PARTICIPATING. - Not INV Related - At Pleasanton, CA - Start Date 01/01/2024 - 0hrs/mth - 0hrs During Trading 5) 01/08/2025 - LI DONG - Mortgage/Real Estate Services - HELP REAL ESTATE CLIENTS TO OBTAIN MORTGAGE FOR HOME PURCHASES OR REFINANCING - INV Related - At Pleasanton, CA - Start Date 08/11/2023 - 10hrs/mth - 0hrs During Trading

Exams

• S63 Uniform Securities Agent State Law Examination
  2017-12-30
• S65 Uniform Investment Adviser Law Examination
  2017-06-15

Designations

Other Names

• Li Dong
• Li Dong Ma