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Christopher John Dorgler

Wells Fargo Clearing Services, LLC

New York, NY

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-26
TX RA APPROVED 2019-05-23
NJ RA APPROVED 2019-04-24
  • NY RA
    APPROVED
    Since 2021-08-26
  • TX RA
    APPROVED
    Since 2019-05-23
  • NJ RA
    APPROVED
    Since 2019-04-24

Branch Locations

1 Penn Plz Fl 27, New York, NY 10119 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Ayco Company, L.P./Mercer Allied Latham NY 10/2017 02/2019
United Way Of The Greater Capital Region Albany NY 01/2015 09/2017
The College Of Saint Rose Albany NY 09/2011 05/2017
Wells Fargo Clearing Services Llc New York NY 04/2019 Present
  • 10/2017 → 02/2019
    The Ayco Company, L.P./Mercer Allied
    Latham, NY
  • 01/2015 → 09/2017
    United Way Of The Greater Capital Region
    Albany, NY
  • 09/2011 → 05/2017
    The College Of Saint Rose
    Albany, NY
  • 04/2019 → Present
    Wells Fargo Clearing Services Llc
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-22
  • S66 Uniform Combined State Law Examination
    2019-02-22

View on SEC IAPD

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