Zachary Emil Niklaus

Merrill Lynch, Pierce, Fenner & Smith Incorporated

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Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-19
TX	RA	APPROVED	2018-11-05
CT	RA	APPROVED	2018-10-16

NY RA
APPROVED

Since 2021-04-19
TX RA
APPROVED

Since 2018-11-05
CT RA
APPROVED

Since 2018-10-16

Branch Locations

2 Pickwick Plz, Greenwich, CT 06830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Greenwich	CT	10/2017	Present
University Of Delaware	Newark	DE	08/2013	05/2017
Unemployed	Cos Cob	CT	07/2017	10/2017
Bank Of America, N.A.	Greenwich	CT	08/2018	Present

10/2017 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Greenwich, CT
08/2013 → 05/2017

University Of Delaware

Newark, DE
07/2017 → 10/2017

Unemployed

Cos Cob, CT
08/2018 → Present

Bank Of America, N.A.

Greenwich, CT

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-10-15

S66 Uniform Combined State Law Examination

2018-10-15

Other Names

Zachary Niklaus

View on SEC IAPD

More in Greenwich, CT

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