Michael Dennis Obrien

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-03-30
NJ	RA	APPROVED	2019-07-15

TX RA
APPROVED

Since 2021-03-30
NJ RA
APPROVED

Since 2019-07-15

Branch Locations

1100-1800 American Blvd Ci Relationship Management, Pennington, NJ 08534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Pennington	NJ	10/2017	Present
Unemployed	Scotch Plains	NJ	05/2016	10/2017
Bank Of America, N.A.	Pennington	NJ	05/2021	Present

10/2017 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ
05/2016 → 10/2017

Unemployed

Scotch Plains, NJ
05/2021 → Present

Bank Of America, N.A.

Pennington, NJ

Other Businesses

I*494815, Entity Type: , Name of OBA: V J O Credit Shelter Trust, Address: Fort Myers, Florida, 33913, Investment Related: N, Position, Title, Association: Co-Trustee, Employee Start Date: 05/08/2008, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-07-11
S63	Uniform Securities Agent State Law Examination	2018-04-06

S66 Uniform Combined State Law Examination

2019-07-11
S63 Uniform Securities Agent State Law Examination

2018-04-06

Other Names

Michael Obrien

View on SEC IAPD