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Santa Monica, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-02-22 |
Branch Locations
Santa Monica, CA • United States
Santa Monica, CA • United States
2242 20Th Street #6, Santa Monica, CA 90405 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Santa Monica | CA | 10/2017 | 09/2019 |
| Unemployed | Santa Monica | CA | 03/2016 | 10/2017 |
| Bank Of America, N.A. | Santa Monica | CA | 02/2018 | 09/2019 |
| Unemployed | Santa Monica | CA | 09/2019 | 09/2021 |
| Kenneth Wing Kwok Woo | Santa Monica | CA | 09/2001 | Present |
Kenneth Woo, California Real Estate Broker since 1994, 2242 20th Street #6, Santa Monica, CA 90405, Sole Proprietor, started 1994, devote less than three hours per month, zero hours during trading, advise on real property. Kenneth Woo, California Life, Health, Accident, Variable Annuity and Long-term partnership licensed insurance agent, since 2018, devote less than 2 hour per month, zero hours during trading, advise on insurance.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-07-27 |
| S66 | Uniform Combined State Law Examination | 2018-01-31 |
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