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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-04-29
  • CA RA
    APPROVED
    Since 2024-04-29

Branch Locations

561 Main Street, Pleasanton, CA 94566 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Pleasanton CA 05/2019 Present
J.P. Morgan Securities Llc Pleasanton CA 05/2019 Present
Enterprise Rent A Car San Fransisco CA 08/2018 03/2020
New York Life Insurance Company San Fransisco CA 10/2017 08/2018
Whistlestop San Fransisco CA 06/2017 09/2017
Macys San Fransisco CA 10/2010 06/2017
Dfs San Fransisco CA 05/2013 04/2017
  • 05/2019 → Present
    Jpmorgan Chase Bank, N.A.
    Pleasanton, CA
  • 05/2019 → Present
    Pleasanton, CA
  • 08/2018 → 03/2020
    Enterprise Rent A Car
    San Fransisco, CA
  • 10/2017 → 08/2018
    New York Life Insurance Company
    San Fransisco, CA
  • 06/2017 → 09/2017
    Whistlestop
    San Fransisco, CA
  • 10/2010 → 06/2017
    Macys
    San Fransisco, CA
  • 05/2013 → 04/2017
    Dfs
    San Fransisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-04-29
S63 Uniform Securities Agent State Law Examination 2019-09-05
  • S66 Uniform Combined State Law Examination
    2024-04-29
  • S63 Uniform Securities Agent State Law Examination
    2019-09-05
Other Names
  • Li L Huang

View on SEC IAPD

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