Ephraim Okeke

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2026-06-09
TX	RA	APPROVED_RES	2026-03-04

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Springfield	IL	10/2017	02/2019
Tower Loan	Springfeld	IL	07/2017	10/2017
Chubby's Restaurant	Macomb	IL	05/2017	07/2017
Grey Bros.	Macomb	LA	05/2017	07/2017
Western Illinois University	Macomb	IL	12/2014	02/2017
Full Time Education	Macomb	IL	08/2011	05/2017
Springfield Area Soccer Association (Sasa)	Springfield	IL	09/2017	02/2019
Bank Of America, N.A.	Springfield	IL	04/2018	02/2019
Raymond James & Associates, Inc.	Memphis	TN	02/2019	01/2021
Charles Schwab & Co., Inc.	Chicago	IL	12/2025	Present
Ubs Financial Service Inc.	Atlanta	GA	02/2021	11/2025

10/2017 → 02/2019

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Springfield, IL
07/2017 → 10/2017

Tower Loan

Springfeld, IL
05/2017 → 07/2017

Chubby's Restaurant

Macomb, IL
05/2017 → 07/2017

Grey Bros.

Macomb, LA
12/2014 → 02/2017

Western Illinois University

Macomb, IL
08/2011 → 05/2017

Full Time Education

Macomb, IL
09/2017 → 02/2019

Springfield Area Soccer Association (Sasa)

Springfield, IL
04/2018 → 02/2019

Bank Of America, N.A.

Springfield, IL
02/2019 → 01/2021

Raymond James & Associates, Inc.

Memphis, TN
12/2025 → Present

Charles Schwab & Co., Inc.

Chicago, IL
02/2021 → 11/2025

Ubs Financial Service Inc.

Atlanta, GA

2021-02-18 → 2025-12-23

Ubs Financial Services Inc.

Memphis, TN

Atlanta, GA

Atlanta, GA
2019-02-12 → 2021-01-28

Raymond James & Associates, Inc.

Memphis, TN

St. Petersburg, FL

Memphis, TN
2018-03-15 → 2019-02-11

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Springfield, IL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-03-14

Other Firms