Best Investors Account Sign in

David Charles Carson

Capital Client Group, Inc.

Los Angeles, CA

Kirkwood, MO

Claim This Profile
Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2026-01-20
CA RA APPROVED 2020-08-26
  • MO RA
    APPROVED
    Since 2026-01-20
  • CA RA
    APPROVED
    Since 2020-08-26

Branch Locations

333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States

Kirkwood, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kennedy Capital Management Creve Coeur MO 08/2017 07/2020
Applied Fundamental Research, Llc Cambridge MA 03/2015 08/2017
Capital Group Companies - American Funds Chicago IL 08/2020 02/2023
Capital Group Companies - American Funds Los Angeles CA 02/2023 01/2026
Capital Group/ Capital Client Group, Inc. Los Angeles CA 01/2026 Present
  • 08/2017 → 07/2020
    Kennedy Capital Management
    Creve Coeur, MO
  • 03/2015 → 08/2017
    Applied Fundamental Research, Llc
    Cambridge, MA
  • 08/2020 → 02/2023
    Capital Group Companies - American Funds
    Chicago, IL
  • 02/2023 → 01/2026
    Capital Group Companies - American Funds
    Los Angeles, CA
  • 01/2026 → Present
    Capital Group/ Capital Client Group, Inc.
    Los Angeles, CA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-02-04
S65 Uniform Investment Adviser Law Examination 2017-11-16
  • S63 Uniform Securities Agent State Law Examination
    2020-02-04
  • S65 Uniform Investment Adviser Law Examination
    2017-11-16
Other Names
  • David Charles Carson
  • Dave Carson

View on SEC IAPD

Other Firms

POST ADVISORY GROUP, LLC
WESTMOUNT PARTNERS, LLC
GIDEON CAPITAL, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
TLG ADVISORS, INC.
NORTHERN TRUST SECURITIES, INC.
NUVEEN ASSET MANAGEMENT, LLC
WEALTHSPIRE RETIREMENT ADVISORY

Other Investors

TERRENCE MICHAEL DEMOREST
DIMITRI JIMMY KRIKELAS
CHRISTOPHER MILES WERNER
Sarah Mushtaq Chhotani
Julie Ann Yoon
Olivia R DiNapoli
Natalie Jeanne-Marie Glover
JAMES EDGAR BERLINER

Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

More in Los Angeles, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor