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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2020-12-07 |
| TX | RA | APPROVED_RES | 2020-12-07 |
Branch Locations
28 State Street 26Th Floor, Boston, MA 02110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services, Inc. | Peabody | MA | 11/2017 | 12/2020 |
| Nordstrom | Peabody | MA | 10/2015 | 10/2017 |
| Morgan Stanley Smith Barney Llc | Boston | MA | 12/2020 | Present |
1. *423652 - Power of Attorney; Investment related - Yes; Revere, Massachusetts; Power of Attorney; 11/2017; During business hours: 0; After business hours: 0; 2. *429900 - Power of Attorney; Investment related - Yes; Revere, Massachusetts; Power of Attorney; 11/2017; During business hours: 0; After business hours: 0;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-11-21 |
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