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Current Employers
Principal Advised Services

655 9Th Street, Des Moines, IA 50309 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2024-04-19
IL RA APPROVED 2024-04-15
  • IA RA
    APPROVED
    Since 2024-04-19
  • IL RA
    APPROVED
    Since 2024-04-15

Branch Locations

Edwardsville, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services Llc St. Louis MO 10/2017 05/2022
Kforce St. Louis MO 10/2017 02/2018
Svg Lueneburg Lueneburg 06/2016 04/2017
Unemployed Edwardsville IL 05/2017 10/2017
Principal Life Insurance Company Glen Carbon IL 05/2022 Present
Principal Securities Inc Glen Carbon IL 06/2022 Present
Principal Advised Services Edwardsville IL 04/2024 Present
  • 10/2017 → 05/2022
    St. Louis, MO
  • 10/2017 → 02/2018
    Kforce
    St. Louis, MO
  • 06/2016 → 04/2017
    Svg Lueneburg
    Lueneburg
  • 05/2017 → 10/2017
    Unemployed
    Edwardsville, IL
  • 05/2022 → Present
    Principal Life Insurance Company
    Glen Carbon, IL
  • 06/2022 → Present
    Principal Securities Inc
    Glen Carbon, IL
  • 04/2024 → Present
    Edwardsville, IL
Previous Registrations
Other Businesses

**PRINCIPAL ADVISED SERVICES POSITION: Retirement Consultant NATURE: RIA or IAR outside of PSI INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/23/2024 ADDRESS: 711 High Street, Des Moines IA 50392, United States DESCRIPTION: As a Principal Advised Services IAR, I offer one-on-one investment advice to Principal retirement plan participants when eligible for a distribution at benefit event. The investment advice is a recommendation as to which of the retirement plan participant's four distribution options is in their best interest. **PRINCIPAL BANK POSITION: AVP - Advice, Education & Sales NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 05/30/2023 ADDRESS: 711 High Street, Des Moines IA 50392, United States DESCRIPTION: Principal role includes accountability for sales of bank deposit products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-01-02
  • S66 Uniform Combined State Law Examination
    2018-01-02
Other Names
  • Eric Fitterer

View on SEC IAPD

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