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66 Husdson Boulevard East, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2023-03-14 |
| ND | RA | APPROVED | 2023-02-22 |
| NE | RA | APPROVED | 2023-02-17 |
| GA | RA | APPROVED | 2023-02-16 |
| NM | RA | APPROVED | 2023-02-16 |
| MT | RA | APPROVED | 2023-02-14 |
| VI | RA | APPROVED | 2023-02-14 |
| AL | RA | APPROVED | 2023-02-13 |
| AK | RA | APPROVED | 2023-02-13 |
| DE | RA | APPROVED | 2023-02-13 |
| IA | RA | APPROVED | 2023-02-13 |
| KS | RA | APPROVED | 2023-02-13 |
| LA | RA | APPROVED | 2023-02-13 |
| ME | RA | APPROVED | 2023-02-13 |
| MD | RA | APPROVED | 2023-02-13 |
| MN | RA | APPROVED | 2023-02-13 |
| NC | RA | APPROVED | 2023-02-13 |
| PR | RA | APPROVED | 2023-02-13 |
| TX | RA | APPROVED | 2023-02-13 |
| UT | RA | APPROVED | 2023-02-13 |
| CA | RA | APPROVED | 2022-12-17 |
Branch Locations
One Embarcadero Center, Floor 34, San Francisco, CA 94111 • United States
39410 Fremont Blvd., Fremont, CA 94538 • United States
239 Van Rensselaer Street Floor 2, Buffalo, NY 14210 • United States
Lafayette, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Deutsche Bank Securities Inc | New York | NY | 09/2017 | 08/2018 |
| Deutsche Bank Ag Filiale Hong Kong | Hong Kong | 10/2006 | 08/2017 | |
| Hsbc Securities (Usa) Inc. | San Francisco | CA | 05/2020 | Present |
| Hsbc Bank Usa, N.A. | San Francisco | CA | 11/2019 | Present |
| Unemployed | Lafayette | CA | 08/2018 | 10/2019 |
Dual hatted as a Bank Officer for HSBC Bank (USA) N.A., an affiliate of HSBC Securities (USA) Inc., engaging in the sale of bank related products and services. This position will be in conjunction with my current role as a registered representative with HSBC Securities (USA) Inc.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 2019-03-13 |
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