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190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-07-01 |
Branch Locations
600 Old Country Road Suite 305, Garden City, NY 11530 • United States
190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lighthouse Financial Network, Llc | Melville | NY | 08/2018 | 12/2022 |
| Los Angeles Dodgers | Los Angeles | CA | 06/2017 | 04/2019 |
| Long Island University At C.W. Post Campus | Westbury | NY | 09/2013 | 06/2017 |
| Baseball Heaven | Yapank | NY | 06/2019 | 12/2022 |
| Royal Alliance | Melville | NY | 07/2019 | 12/2022 |
| Buckingham Strategic Wealth, Llc | Clayton | MO | 12/2022 | Present |
| The Colony Group,Llc | Boston | MA | 07/2024 | Present |
1. BASEBALL LESSONS POSITION: Coach NATURE: Coaching and instructing youth baseball. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2019 ADDRESS: 350 Sills Rd, Yaphank NY 11980, United States DESCRIPTION: Coaching and instructing youth baseball. Never during regular work trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-11-19 |
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