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920 Memorial City Way Suite 150, Houston, TX 77024 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-04-05 |
Branch Locations
920 Memorial City Way Suite 150, Houston, TX 77024 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Stafford | TX | 08/2017 | 01/2018 |
| Young Life College - Greater Houston Region | Houston | TX | 09/2014 | 01/2018 |
| Axa Advisors, Llc | New York | NY | 01/2018 | 01/2020 |
| Purshe Kaplan Sterling Investments | Albany | NY | 01/2020 | 03/2021 |
| Thrivent Advisor Network, Llc | Houston | TX | 06/2020 | 03/2021 |
| Fidelity Investments | Houston | TX | 03/2021 | 03/2023 |
| 49 Financial Management, Llc | Houston | TX | 01/2018 | 03/2021 |
| Oak Harvest Investment Services | Houston | TX | 03/2022 | Present |
Insurance Agent; Oak Harvest Insurance Services, LLC; Investment Related: No; 920 Memorial City Way HOUSTON, TX 77024; 2023-01-01; Hours per month devoted to business during trading hours: 10; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 20;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-08-28 |
| S63 | Uniform Securities Agent State Law Examination | 2017-12-12 |
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