Best Investors Account Sign in
Inactive

Eric Luan-Trong Nguyen

Oak Harvest Investment Services

Houston, TX

Claim This Profile
Current Employers
Oak Harvest Investment Services

920 Memorial City Way Suite 150, Houston, TX 77024 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-04-05
  • TX RA
    APPROVED
    Since 2023-04-05

Branch Locations

920 Memorial City Way Suite 150, Houston, TX 77024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Stafford TX 08/2017 01/2018
Young Life College - Greater Houston Region Houston TX 09/2014 01/2018
Axa Advisors, Llc New York NY 01/2018 01/2020
Purshe Kaplan Sterling Investments Albany NY 01/2020 03/2021
Thrivent Advisor Network, Llc Houston TX 06/2020 03/2021
Fidelity Investments Houston TX 03/2021 03/2023
49 Financial Management, Llc Houston TX 01/2018 03/2021
Oak Harvest Investment Services Houston TX 03/2022 Present
  • 08/2017 → 01/2018
    Unemployed
    Stafford, TX
  • 09/2014 → 01/2018
    Young Life College - Greater Houston Region
    Houston, TX
  • 01/2018 → 01/2020
    Axa Advisors, Llc
    New York, NY
  • 01/2020 → 03/2021
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 06/2020 → 03/2021
    Houston, TX
  • 03/2021 → 03/2023
    Fidelity Investments
    Houston, TX
  • 01/2018 → 03/2021
    49 Financial Management, Llc
    Houston, TX
  • 03/2022 → Present
    Houston, TX
Previous Registrations
Other Businesses

Insurance Agent; Oak Harvest Insurance Services, LLC; Investment Related: No; 920 Memorial City Way HOUSTON, TX 77024; 2023-01-01; Hours per month devoted to business during trading hours: 10; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 20;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-28
S63 Uniform Securities Agent State Law Examination 2017-12-12
  • S66 Uniform Combined State Law Examination
    2019-08-28
  • S63 Uniform Securities Agent State Law Examination
    2017-12-12
Designations
Other Names
  • Eric Nguyen
  • Eric Luan-Trong Nguyen

View on SEC IAPD

More in Houston, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor