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Cesar Federico Rodriguez

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jacksonville, FL

Jacksonville, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-10-01
  • FL RA
    APPROVED
    Since 2021-10-01

Branch Locations

Jacksonville, FL • United States

9000 Southside Blvd Central Business Review Unit, Jacksonville, FL 32256 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T3 Trading Group, Llc New York NY 10/2017 05/2018
Select Portfolio Servicing Jacksonville FL 01/2013 05/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 02/2019 Present
Hilton Grand Vacations Orlando FL 05/2018 02/2019
University Of North Florida Jacksonville FL 08/2015 04/2017
  • 10/2017 → 05/2018
    T3 Trading Group, Llc
    New York, NY
  • 01/2013 → 05/2018
    Select Portfolio Servicing
    Jacksonville, FL
  • 02/2019 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Jacksonville, FL
  • 05/2018 → 02/2019
    Hilton Grand Vacations
    Orlando, FL
  • 08/2015 → 04/2017
    University Of North Florida
    Jacksonville, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-29
S63 Uniform Securities Agent State Law Examination 2019-07-02
  • S66 Uniform Combined State Law Examination
    2021-09-29
  • S63 Uniform Securities Agent State Law Examination
    2019-07-02
Other Names
  • Cesar Federico Rodriguez
  • Cesar Rodriguez

View on SEC IAPD

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