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Benjamin Daniel Rones

R & R Financial

Temecula, CA

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Current Employers
R & R Financial

Temecula, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-09-17
  • CA RA
    APPROVED
    Since 2024-09-17

Branch Locations

Temecula, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Linfield Christian School Temecula CA 09/2015 05/2017
University Of San Marcos Temecula CA 05/2011 05/2017
Nepsis Temecula CA 06/2017 02/2020
Cal State San Marcos San Marcos CA 09/2015 06/2017
Thrivent Financial Appleton WI 03/2020 09/2024
Jp Richardson Financial Services, Inc. Dba R & R Financial Temecula CA 09/2024 Present
  • 09/2015 → 05/2017
    Linfield Christian School
    Temecula, CA
  • 05/2011 → 05/2017
    University Of San Marcos
    Temecula, CA
  • 06/2017 → 02/2020
    Nepsis
    Temecula, CA
  • 09/2015 → 06/2017
    Cal State San Marcos
    San Marcos, CA
  • 03/2020 → 09/2024
    Thrivent Financial
    Appleton, WI
  • 09/2024 → Present
    Jp Richardson Financial Services, Inc. Dba R & R Financial
    Temecula, CA
Previous Registrations
Other Businesses

Benjamin Daniel Rones plays guitar in a local cover band. He does receive compensation at local bars/wineries, but it's a side hobby that pays very little. He does not spend any time during trading hours towards this hobby. Benjamin Daniel Rones consults other financial advisors on the operations (placing trades, managing their systems etc.) of their business. He does this as an independent contractor and is not an employee of these firms. He spends approximately 4-8 hours a month during securities trading hours consulting other advisors. Benjamin Daniel Rones is a licensed insurance agent. From time to time, he will offer clients advice or products from those activities. Clients should be aware that these services pay a commission and involve a conflict of interest, as commissionable products conflict with the fiduciary duties of a registered investment adviser. JP Richardson Financial Services, Inc. always acts in the best interest of the client, including the sale of commissionable products to advisory clients. Clients always have the right to decide whether or not to utilize the services of any representative of JP Richardson Financial Services, Inc. in such individual's outside capacities.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-03-03
S65 Uniform Investment Adviser Law Examination 2017-09-27
  • S63 Uniform Securities Agent State Law Examination
    2020-03-03
  • S65 Uniform Investment Adviser Law Examination
    2017-09-27
Designations
Other Names
  • Ben Rones
  • Benjamin Rones

View on SEC IAPD

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