Best Investors
Account
Sign in
Temecula, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-09-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Linfield Christian School | Temecula | CA | 09/2015 | 05/2017 |
| University Of San Marcos | Temecula | CA | 05/2011 | 05/2017 |
| Nepsis | Temecula | CA | 06/2017 | 02/2020 |
| Cal State San Marcos | San Marcos | CA | 09/2015 | 06/2017 |
| Thrivent Financial | Appleton | WI | 03/2020 | 09/2024 |
| Jp Richardson Financial Services, Inc. Dba R & R Financial | Temecula | CA | 09/2024 | Present |
Benjamin Daniel Rones plays guitar in a local cover band. He does receive compensation at local bars/wineries, but it's a side hobby that pays very little. He does not spend any time during trading hours towards this hobby. Benjamin Daniel Rones consults other financial advisors on the operations (placing trades, managing their systems etc.) of their business. He does this as an independent contractor and is not an employee of these firms. He spends approximately 4-8 hours a month during securities trading hours consulting other advisors. Benjamin Daniel Rones is a licensed insurance agent. From time to time, he will offer clients advice or products from those activities. Clients should be aware that these services pay a commission and involve a conflict of interest, as commissionable products conflict with the fiduciary duties of a registered investment adviser. JP Richardson Financial Services, Inc. always acts in the best interest of the client, including the sale of commissionable products to advisory clients. Clients always have the right to decide whether or not to utilize the services of any representative of JP Richardson Financial Services, Inc. in such individual's outside capacities.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2020-03-03 |
| S65 | Uniform Investment Adviser Law Examination | 2017-09-27 |
Reach out to this advisor