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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2025-03-31 |
| NY | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
Yorktown Heights, NY • United States
48 West Putnam Avenue Pickwick Commons, Greenwich, CT 06830-5399 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Mahopac | NY | 09/2017 | 11/2017 |
| University Of Albany | Albany | NY | 08/2013 | 12/2017 |
| Axa Advisors, Llc. | New York | NY | 10/2017 | 09/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 09/2018 | 01/2022 |
| Three Boys Of Italy | Mahopac | NY | 06/2014 | 09/2017 |
| Bank Of America, N.A. | New York | NY | 10/2018 | 01/2022 |
| Oppenheimer & Co. | Jericho | NY | 01/2022 | 07/2022 |
| Fidelity Investments | Greenwich | CT | 07/2022 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-02-08 |
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