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Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-04-27
  • NY RA
    APPROVED
    Since 2022-04-27

Branch Locations

Smithtown, NY • United States

1290 Avenue Of The Americas, New York, NY 10104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Portfolios Holbrook NY 07/2018 12/2020
Vanderbilt Securities, Llc Woodbury NY 01/2021 04/2022
Student Massapequa NY 09/2003 06/2018
Neuberger Berman Llc New York NY 04/2022 Present
  • 07/2018 → 12/2020
    American Portfolios
    Holbrook, NY
  • 01/2021 → 04/2022
    Vanderbilt Securities, Llc
    Woodbury, NY
  • 09/2003 → 06/2018
    Student
    Massapequa, NY
  • 04/2022 → Present
    Neuberger Berman Llc
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-01
  • S66 Uniform Combined State Law Examination
    2021-04-01

View on SEC IAPD

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