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66 Husdson Boulevard East, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-08-31 |
Branch Locations
66 Hudson Boulevard Floors 3, 4, 5, 30, And Suites 2406, 2407, New York, NY 10001 • United States
New York, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lord Abett & Co. | Jersey City | NJ | 07/2018 | 08/2023 |
| Ubs Financial Services | New York | NY | 10/2017 | 05/2018 |
| Warriors Tae Kwon Do | New York | NY | 02/2014 | 09/2017 |
| Fordham University | Bronx | NY | 08/2015 | 05/2018 |
| Harlem Tour Group | New York | NY | 06/2017 | 02/2018 |
| Hsbc Securities (Usa) Inc. | New York | NY | 08/2023 | Present |
1. The name of the other business - Safe Horizon 2. Whether the business is investment-related: NO 3. The address of the other business - 2 Lafayette St, New York, NY 10007 4. The nature of the other business: NON-PROFIT 5. Your position: Junior Board Member 6. Title,or title, or relationship with the other business; Junior Board Member 7.The start date of your relationship: 4/22/2025 8. The approximate number of hours/month you devote to the other business: 8 hours per annum 9. The number of hours you devote to the other business during securities trading hours: ZERO 10. Briefly describe your duties relating to the other business: My duties are to fundraise for the organization through small events and all of the fundraising efforts will be done collectively as a group. That would be done through events that increase the groups visibility and allows the group to get donations from participants. For example, I attended one of their events which was a comedy show. They had silent auctions for gifts cards/goods/food and this, along with each entry ticket sold, added to their fundraising goal. That money will be used to improve the appearance of one of the at-risk youth homes they partner with.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-12-11 |
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