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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-08-31
  • NY RA
    APPROVED
    Since 2023-08-31

Branch Locations

66 Hudson Boulevard Floors 3, 4, 5, 30, And Suites 2406, 2407, New York, NY 10001 • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lord Abett & Co. Jersey City NJ 07/2018 08/2023
Ubs Financial Services New York NY 10/2017 05/2018
Warriors Tae Kwon Do New York NY 02/2014 09/2017
Fordham University Bronx NY 08/2015 05/2018
Harlem Tour Group New York NY 06/2017 02/2018
Hsbc Securities (Usa) Inc. New York NY 08/2023 Present
  • 07/2018 → 08/2023
    Lord Abett & Co.
    Jersey City, NJ
  • 10/2017 → 05/2018
    Ubs Financial Services
    New York, NY
  • 02/2014 → 09/2017
    Warriors Tae Kwon Do
    New York, NY
  • 08/2015 → 05/2018
    Fordham University
    Bronx, NY
  • 06/2017 → 02/2018
    Harlem Tour Group
    New York, NY
  • 08/2023 → Present
    New York, NY
Previous Registrations
Other Businesses

1. The name of the other business - Safe Horizon 2. Whether the business is investment-related: NO 3. The address of the other business - 2 Lafayette St, New York, NY 10007 4. The nature of the other business: NON-PROFIT 5. Your position: Junior Board Member 6. Title,or title, or relationship with the other business; Junior Board Member 7.The start date of your relationship: 4/22/2025 8. The approximate number of hours/month you devote to the other business: 8 hours per annum 9. The number of hours you devote to the other business during securities trading hours: ZERO 10. Briefly describe your duties relating to the other business: My duties are to fundraise for the organization through small events and all of the fundraising efforts will be done collectively as a group. That would be done through events that increase the groups visibility and allows the group to get donations from participants. For example, I attended one of their events which was a comedy show. They had silent auctions for gifts cards/goods/food and this, along with each entry ticket sold, added to their fundraising goal. That money will be used to improve the appearance of one of the at-risk youth homes they partner with.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-11
  • S66 Uniform Combined State Law Examination
    2018-12-11

View on SEC IAPD

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