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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-01-20 |
| AZ | RA | APPROVED | 2021-11-26 |
Branch Locations
Scottsdale, AZ • United States
17550 N Perimeter Dr Ste 150, Scottsdale, AZ 85255 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Scottsdale | AZ | 08/2021 | Present |
| Mayo Clinic | Phoenix | AZ | 09/2018 | 09/2021 |
| Pacific University | Forest Grove | OR | 08/2014 | 05/2018 |
| Na | Phoenix | AZ | 05/2018 | 09/2018 |
Business Ownership; Palace Enterprises; Supporting President's Duties; Legal entity for team practice; 17550 N PERIMETER DR, Unit 150, Scottsdale, AZ, 85255; Not Investment-Related; 01/01/2023; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Palace Enterprises; Vice President - Support President's duties; Employed by Palace Enterprises LLC, Vice President of entity for practice; 17550 N PERIMETER DR, Suite 150, Scottsdale, AZ, 85255; Not Investment-Related; 01/01/2023; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-11-16 |
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