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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2024-05-01 |
| SD | RA | APPROVED | 2024-04-12 |
| WI | RA | APPROVED | 2024-04-11 |
| MN | RA | APPROVED | 2019-03-18 |
| TX | RA | APPROVED | 2019-03-15 |
Branch Locations
219 Main St N, Stillwater, MN 55082 • United States
14636 N Scottsdale Rd, Scottsdale, AZ 85254 • United States
3508 Oakwood Mall Dr, Eau Claire, WI 54701 • United States
110 S Phillips Ave, Sioux Falls, SD 57104 • United States
51 Broadway N, Fargo, ND 58102 • United States
80 S 8Th St, Minneapolis, MN 55402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Rochester | MN | 10/2017 | Present |
| First Call Hospitality | Rochester | MN | 01/2014 | 10/2017 |
I*: 2675264Entity Type: CharitableName of OBA: Tigersharks Swim ClubAddress: Farmington, Minnesota, 55024,Investment Related: NoPosition, Title, Association: SecretaryEmployee Start Date: 09/02/2025Number of Hours: 48 hrs annuallyNumber of Hours during trading: 0Duties: Schedule meetings for the board and maintain meeting minutes. I*4836301, Entity Type: Entity Governmental, Name of OBA: Farmington High School, Address: Farmington, Minnesota, 55024, Investment Related: N, Position, Title, Association: Employee, Employee Start Date: 08/17/2026, No Hours: 10 Weekly, No Hours during Trading: 1 Weekly, Duties: Head coaching responsibilities, mentor, lead, coach athletes. High School Swim Team
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-03-15 |
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