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Current Employers
Four Quadrant Wealth Advisors, Inc.

11939 N Meridian St Ste 225, Carmel, IN 46032 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2004-03-23
  • IN RA
    APPROVED
    Since 2004-03-23

Branch Locations

Indianapolis, IN • United States

11939 N Meridian St Ste 225, Carmel, IN 46032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Four Quadrant Wealth Advisors Indianapolis IN 03/2004 Present
  • 03/2004 → Present
    Four Quadrant Wealth Advisors
    Indianapolis, IN
Previous Registrations
  • 2000-09-19 → 2004-04-05
    Osaic Fa, Inc.
    Indianapolis, IN
Other Businesses

SMITH RYAN FINANCIAL, 6083 RIVENIE DRIVE, INDIANAPOLIS, IN 46208. DENTAL PRACTICE CONSULTING, CEO, OWNER, 2/2/2001 THRU PRESENT. 5 HRS PER MONTH, 2HRS DURING TRADING. HELP DENTIST W/INTERNAL ISSUES WITHIN THEIR OFFICE. INSURANCE BROKERAGE, AGENT 1/99-PRESENT. WRITE DISABILITY INSURANCE THROUGH UNION CENTRAL LIFE JOY'S HOUSE, VOLUNTEER AS A MEMBER OF THE FINANCE COMMITTEE, 2 HOURS PER MONTH, NOT INVESTMENT RELATED, NO COMPENSATION

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-10-21
S63 Uniform Securities Agent State Law Examination 1999-02-02
  • S65 Uniform Investment Adviser Law Examination
    1999-10-21
  • S63 Uniform Securities Agent State Law Examination
    1999-02-02
Other Names
  • Smitty Smith
  • Jason Ryan Smith

View on SEC IAPD

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