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Brandon E Moulton

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Grand Rapids, MI

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-05
MI RA APPROVED 2022-11-28
  • TX RA
    APPROVED_RES
    Since 2023-01-05
  • MI RA
    APPROVED
    Since 2022-11-28

Branch Locations

250 Monroe Ave Nw, Grand Rapids, MI 49503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Msufcu East Lansing MI 10/2018 05/2019
Michigan State University East Lansing MI 09/2015 05/2019
Woodbury Financial Services Inc Carmel IN 01/2020 07/2020
Moulton Financial Group Carmel IN 06/2019 09/2020
Jp Morgan Chase East Grand Rapids MI 09/2020 10/2022
Jpmorgan Securities Llc East Grand Rapids MI 09/2020 10/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Grand Rapids MI 10/2022 Present
Bank Of America N.A. Grand Rapids MI 12/2022 Present
  • 10/2018 → 05/2019
    Msufcu
    East Lansing, MI
  • 09/2015 → 05/2019
    Michigan State University
    East Lansing, MI
  • 01/2020 → 07/2020
    Woodbury Financial Services Inc
    Carmel, IN
  • 06/2019 → 09/2020
    Moulton Financial Group
    Carmel, IN
  • 09/2020 → 10/2022
    Jp Morgan Chase
    East Grand Rapids, MI
  • 09/2020 → 10/2022
    Jpmorgan Securities Llc
    East Grand Rapids, MI
  • 10/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Grand Rapids, MI
  • 12/2022 → Present
    Bank Of America N.A.
    Grand Rapids, MI
Previous Registrations
  • 2020-09-17 → 2022-10-01
    J.P. Morgan Securities Llc
    East Grand Rapids, MI
  • 2020-03-17 → 2020-07-31
    Woodbury Financial Services, Inc.
    Carmel, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-03-16
  • S66 Uniform Combined State Law Examination
    2020-03-16
Other Names
  • Brandon Edward Moulton
  • Brandon Moulton

View on SEC IAPD

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Other Offices

J. W. COLE ADVISORS, INC. · Grand Rapids, MI
CREATIVEONE WEALTH, LLC · Grand Rapids, MI
AI ALPHA LLC · GRAND RAPIDS, MI
WEALTHSPAN INVESTMENT MANAGEMENT, LLC · GRAND RAPIDS, MI
STRATEGIC NAVIGATORS PRIVATE WEALTH · GRAND RAPIDS, MI
ADVISOR 123 LLC · CALEDONIA, MI
ASPIRE WEALTH · CALEDONIA, MI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · GRAND RAPIDS, MI

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