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1290 Avenue Of The Americas, New York, NY 10104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2023-01-05 |
| NY | RA | APPROVED | 2023-01-05 |
Branch Locations
1290 Avenue Of The Americas, New York, NY 10104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wellington Management Company Llp | Boston | MA | 10/2009 | 12/2022 |
| Wellington Management Advisers Inc | Boston | MA | 10/2017 | 12/2022 |
| Neuberger Berman | Boston | MA | 01/2023 | Present |
1) Ski.ME LLC created as a limited liability company formed to purchase a single-family residential property located FL. The property is being acquired jointly with two family members, with ownership structured as follows: 20% (applicant), 20% (brother), and 60% (father). The property will be tenant-occupied and used as a residential rental. Role is passive investor. If rental income exceeds operating costs, will receive passive income proportionate to their ownership interest. Start date is 3/30/2026. 0 hours during business hours and approximately 1 hour per month outside of business hours to this activity. No conflict of interest has been identified. 2) Long-View Holdings LLC - short-term rental of vacation home located in Maine. My spouse will manage the property alongside a third-party property management company, and I am a passive investor. The expected start date is May 1, 2026. I will receive passive income through rental revenue. Financial interest is approximately $350,000, reflecting 100% co-ownership of the property with spouse. No business hours will be dedicated to this activity, with approximately five hours per month anticipated outside of business hours. No conflict of interest has been identified.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-03-30 |
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