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Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2023-01-05
NY RA APPROVED 2023-01-05
  • NH RA
    APPROVED
    Since 2023-01-05
  • NY RA
    APPROVED
    Since 2023-01-05

Branch Locations

Windham, NH • United States

1290 Avenue Of The Americas, New York, NY 10104 • United States

1 Lincoln Street 29Th Fl, Boston, MA 02111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wellington Management Company Llp Boston MA 10/2009 12/2022
Wellington Management Advisers Inc Boston MA 10/2017 12/2022
Neuberger Berman Boston MA 01/2023 Present
  • 10/2009 → 12/2022
    Wellington Management Company Llp
    Boston, MA
  • 10/2017 → 12/2022
    Wellington Management Advisers Inc
    Boston, MA
  • 01/2023 → Present
    Neuberger Berman
    Boston, MA
Other Businesses

1) Ski.ME LLC created as a limited liability company formed to purchase a single-family residential property located FL. The property is being acquired jointly with two family members, with ownership structured as follows: 20% (applicant), 20% (brother), and 60% (father). The property will be tenant-occupied and used as a residential rental. Role is passive investor. If rental income exceeds operating costs, will receive passive income proportionate to their ownership interest. Start date is 3/30/2026. 0 hours during business hours and approximately 1 hour per month outside of business hours to this activity. No conflict of interest has been identified. 2) Long-View Holdings LLC - short-term rental of vacation home located in Maine. My spouse will manage the property alongside a third-party property management company, and I am a passive investor. The expected start date is May 1, 2026. I will receive passive income through rental revenue. Financial interest is approximately $350,000, reflecting 100% co-ownership of the property with spouse. No business hours will be dedicated to this activity, with approximately five hours per month anticipated outside of business hours. No conflict of interest has been identified.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-03-30
  • S63 Uniform Securities Agent State Law Examination
    2018-03-30
Designations

View on SEC IAPD

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