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1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-08-25 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Smithtown | NY | 03/2020 | 06/2021 |
| Aegis Capital Corp | Melville | NY | 07/2021 | 12/2021 |
| National Business Capital | Bohemia | NY | 10/2019 | 03/2020 |
| Unemployed | Smithtown | NY | 02/2019 | 10/2019 |
| New York Life Insurance Co | Melville | NY | 10/2017 | 02/2019 |
| Apple Bank For Savings | Smithtown | NY | 10/2014 | 10/2017 |
| Stony Brook University | Smithtown | NY | 01/2015 | 08/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Melville | NY | 08/2023 | 06/2025 |
| Unemployed | Bay Shore | NY | 01/2022 | 02/2022 |
| American Advisors Group | Melville | NY | 11/2020 | 02/2021 |
| Instacart | San Francisco | CA | 12/2021 | 03/2022 |
| Prime Now Llc/Amazon | Lake Grove | NY | 06/2019 | 10/2019 |
| Bank Of America, N.A. | Bay Shore | NY | 03/2022 | 08/2023 |
| Unemployed | Medford | NY | 06/2025 | 08/2025 |
| Td Bank N.A. | Melville | NY | 08/2025 | Present |
| Td Private Client Wealth Llc | Melville | NY | 08/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-10-27 |
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