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Christopher Henry Mok

Mok Capital Management

Los Altos, CA

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Current Employers
Mok Capital Management

4962 El Camino Real Ste. 235, Los Altos, CA 94022-1456 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APP_PEND_IARCE 2026-01-01
  • CA RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

4962 El Camino Real Ste. 235, Los Altos, CA 94022-1456 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gus's Community Market San Francisco CA 10/2016 06/2017
Mok Capital Management Los Altos CA 01/2009 Present
  • 10/2016 → 06/2017
    Gus's Community Market
    San Francisco, CA
  • 01/2009 → Present
    Mok Capital Management
    Los Altos, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-09-30
  • S65 Uniform Investment Adviser Law Examination
    2017-09-30

View on SEC IAPD

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