Ryan Michael Pellegrini

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-10-13
CT	RA	APPROVED	2023-10-12

TX RA
APPROVED_RES

Since 2023-10-13
CT RA
APPROVED

Since 2023-10-12

Branch Locations

860 Norwich New London Tpke, Uncasville, CT 06382 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Doherty Financial Services, Llc	Uncasville	CT	10/2017	Present
Chelsea Groton Bank	Groton	CT	05/2015	10/2017
Commonwealth Financial Network	Waltham	MA	03/2018	10/2023
Lpl Financial Llc	Uncastille	CT	10/2023	Present

10/2017 → Present

Doherty Financial Services, Llc

Uncasville, CT
05/2015 → 10/2017

Chelsea Groton Bank

Groton, CT
03/2018 → 10/2023

Commonwealth Financial Network

Waltham, MA
10/2023 → Present

Lpl Financial Llc

Uncastille, CT

Previous Registrations

2018-09-13 → 2023-10-12

Commonwealth Financial Network

Uncasville, CT

Other Businesses

1) 11/06/2023 -Doherty Financial Services. LLC- DBA for LPL Business (entity for LPL business)- Inv. related- At reported business location(s) - start date 10/01/2017 - 160 hours per month/ 9 hours during trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-08-31

S66 Uniform Combined State Law Examination

2018-08-31

Other Names

Ryan Pellegrini

View on SEC IAPD