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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-16
CA RA APPROVED 2023-10-11
  • TX RA
    APPROVED_RES
    Since 2023-10-16
  • CA RA
    APPROVED
    Since 2023-10-11

Branch Locations

2829 Townsgate Road Suite 200, Westlake Village, CA 91361 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mufg Union Bank N.A. Los Angeles CA 12/2008 09/2017
Unionbanc Investment Services Beverly Hills CA 09/2017 11/2020
Morgan Stanley Westlake Village CA 05/2023 Present
Robbins & Lloyd Mortgage Inc Encino CA 08/2021 05/2023
Homemaking Toluca Lake CA 11/2020 08/2021
  • 12/2008 → 09/2017
    Mufg Union Bank N.A.
    Los Angeles, CA
  • 09/2017 → 11/2020
    Unionbanc Investment Services
    Beverly Hills, CA
  • 05/2023 → Present
    Westlake Village, CA
  • 08/2021 → 05/2023
    Robbins & Lloyd Mortgage Inc
    Encino, CA
  • 11/2020 → 08/2021
    Homemaking
    Toluca Lake, CA
Previous Registrations
  • 2018-01-29 → 2020-11-09
    Los Angeles, CA
    Pacific Palisades, CA
    Santa Clarita, CA
    Manhattan Beach, CA
    Marina Del Rey, CA
    Santa Monica, CA
    Studio City, CA
    Los Angeles, CA
    Santa Monica, CA
    Valencia, CA
    Hawthorne, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-10
  • S66 Uniform Combined State Law Examination
    2023-10-10

View on SEC IAPD

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