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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-01-04
  • CA RA
    APPROVED
    Since 2018-01-04

Branch Locations

555 California St, San Francisco, CA 94104 • United States

800 E Colorado Blvd, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Francisco CA 09/2017 Present
Bank Of America, N.A. San Francisco CA 09/2017 Present
Bank Of America Merchant Services Atlanta GA 04/2013 09/2017
Other Businesses

I*109499FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: BON VIVANT ONE INCINVESTMENT RELATED: NADDRESS OF BUSINESS: SAN FRANCISCO, CALIFORNIA 94133NATURE OF BUSINESS: CORPORATION,POSITION, TITLE, ASSOCIATION: PART-TIME, START DATE OF RELATIONSHIP: 1/31/2018NUMBER OF HOURS DEVOTED: 15 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: BILL PAYING, WRITE CHECKS I*2473260, Entity Type: For Profit, Name of OBA: Miracle International Supply LLC, Address: Daly City, California, 94014, Investment Related: N, Position, Title, Association: General Partner/Managing Member, Employee State Date: 07/01/2025, No Hours: 18 Monthly, No Hours during Trading: 0 Monthly, Duties: E-commerce Shop selling beauty supply and pet supply , i will help with some of the data entry, keep track of inventory.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-30
  • S66 Uniform Combined State Law Examination
    2017-12-30
Other Names
  • Ray Xie

View on SEC IAPD

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