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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-12-03
  • TX RA
    APPROVED
    Since 2025-12-03

Branch Locations

Dallas, TX • United States

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Fort Worth TX 10/2017 09/2023
Bentwood Luxury Kitchens Lancaster TX 07/2012 09/2017
Charles Schwab & Co., Inc. Dallas TX 09/2023 Present
Td Ameritrade, Inc. Dallas TX 01/2024 06/2024
  • 10/2017 → 09/2023
    Td Ameritrade
    Fort Worth, TX
  • 07/2012 → 09/2017
    Bentwood Luxury Kitchens
    Lancaster, TX
  • 09/2023 → Present
    Dallas, TX
  • 01/2024 → 06/2024
    Td Ameritrade, Inc.
    Dallas, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-03
S63 Uniform Securities Agent State Law Examination 2017-11-27
  • S66 Uniform Combined State Law Examination
    2025-12-03
  • S63 Uniform Securities Agent State Law Examination
    2017-11-27

View on SEC IAPD

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