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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-04-30
FL RA APPROVED 2022-11-02
  • TX RA
    APPROVED_RES
    Since 2024-04-30
  • FL RA
    APPROVED
    Since 2022-11-02

Branch Locations

1 Town Center Rd, Boca Raton, FL 33486 • United States

401 E Las Olas Blvd, Fort Lauderdale, FL 33301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Crimson To Go Tuscaloosa AL 09/2016 12/2016
K.P. Sales And Such Hinsdale IL 06/2013 09/2017
University Of Alabama Tuscaloosa AL 08/2014 05/2017
Td Ameritrade St Louis MO 10/2017 08/2018
Herward-Joyce Properties Tuscaloosa AL 05/2016 03/2017
Stifel Nicolaus & Co Inc St. Louis MO 08/2018 12/2020
Equitable Advisors, Llc Boca Raton FL 03/2021 03/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fort Lauderdale FL 10/2022 Present
Phil Smith Acura Pompano Beach FL 03/2022 09/2022
Bank Of America N.A. Fort Lauderdale FL 01/2023 Present
  • 09/2016 → 12/2016
    Crimson To Go
    Tuscaloosa, AL
  • 06/2013 → 09/2017
    K.P. Sales And Such
    Hinsdale, IL
  • 08/2014 → 05/2017
    University Of Alabama
    Tuscaloosa, AL
  • 10/2017 → 08/2018
    Td Ameritrade
    St Louis, MO
  • 05/2016 → 03/2017
    Herward-Joyce Properties
    Tuscaloosa, AL
  • 08/2018 → 12/2020
    Stifel Nicolaus & Co Inc
    St. Louis, MO
  • 03/2021 → 03/2022
    Boca Raton, FL
  • 10/2022 → Present
    Fort Lauderdale, FL
  • 03/2022 → 09/2022
    Phil Smith Acura
    Pompano Beach, FL
  • 01/2023 → Present
    Bank Of America N.A.
    Fort Lauderdale, FL
Previous Registrations
Other Businesses

I*2216277, Entity Type Entity Charitable, Name of OBA: st john the baptist men's club Address: Fort Lauderdale Florida 33308 Investment Related: No Position, Title, Association: Other Employee Start Date:03/03/2025 No Hours: 2 monthly No Hours during trading: 0 Duties: My position would be as Secretary. My responsibilities would include taking minutes of each monthly meeting and helping set up for their events. No financial advise or control with this position.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-16
S63 Uniform Securities Agent State Law Examination 2017-11-29
  • S66 Uniform Combined State Law Examination
    2020-10-16
  • S63 Uniform Securities Agent State Law Examination
    2017-11-29
Other Names
  • Michael Joseph Grzeda
  • Michael Grzeda
  • Mike Grzeda

View on SEC IAPD

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