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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-04-30 |
| FL | RA | APPROVED | 2022-11-02 |
Branch Locations
1 Town Center Rd, Boca Raton, FL 33486 • United States
401 E Las Olas Blvd, Fort Lauderdale, FL 33301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Crimson To Go | Tuscaloosa | AL | 09/2016 | 12/2016 |
| K.P. Sales And Such | Hinsdale | IL | 06/2013 | 09/2017 |
| University Of Alabama | Tuscaloosa | AL | 08/2014 | 05/2017 |
| Td Ameritrade | St Louis | MO | 10/2017 | 08/2018 |
| Herward-Joyce Properties | Tuscaloosa | AL | 05/2016 | 03/2017 |
| Stifel Nicolaus & Co Inc | St. Louis | MO | 08/2018 | 12/2020 |
| Equitable Advisors, Llc | Boca Raton | FL | 03/2021 | 03/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Fort Lauderdale | FL | 10/2022 | Present |
| Phil Smith Acura | Pompano Beach | FL | 03/2022 | 09/2022 |
| Bank Of America N.A. | Fort Lauderdale | FL | 01/2023 | Present |
I*2216277, Entity Type Entity Charitable, Name of OBA: st john the baptist men's club Address: Fort Lauderdale Florida 33308 Investment Related: No Position, Title, Association: Other Employee Start Date:03/03/2025 No Hours: 2 monthly No Hours during trading: 0 Duties: My position would be as Secretary. My responsibilities would include taking minutes of each monthly meeting and helping set up for their events. No financial advise or control with this position.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-10-16 |
| S63 | Uniform Securities Agent State Law Examination | 2017-11-29 |
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