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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2021-10-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Avantax Advisory Services | Marksville | LA | 12/2020 | 10/2021 |
| Avantax Investment Services, Inc. | Marksville | LA | 12/2020 | 10/2021 |
| Empower Wealth Management Llc | Marksville | LA | 09/2017 | 05/2024 |
| Cleco Corporation | Pineville | LA | 10/2016 | 10/2017 |
| Ernest & Young | Lafayette | LA | 07/2015 | 10/2016 |
| Cetera Financial Specialists Llc | Schaumburg | IL | 10/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 10/2021 | Present |
| Sunset Advisors Llc | Marksville | LA | 11/2021 | 05/2024 |
| Guilbeau Financial Llc | Cottonport | CA | 05/2025 | Present |
1) NAME OF OTHER BUSINESS: GUILBEAU FINANCIAL LLC, INVESTMENT RELATED: NO, ADDRESS: 1711 HORSESHOE DR, COTTONPORT, LA 71327, NATURE OF BUSINESS: TAX AND ACCOUNTING, START DATE: 05/2025, POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 30, APX NUMBER OF HOURS DURING TRADING HOURS: 15, BRIEF DESCRIPTION OF DUTIES: CPA, TAX PREPARATION, TAX PLANNING, BOOKKEEPING, PAYROLL;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-07-12 |
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