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Maria Magdalena Lamas

Ubs Financial Services Inc.

Los Gatos, CA

San Jose, CA

Hollister, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-02-28
  • CA RA
    APPROVED
    Since 2019-02-28

Branch Locations

750 University Avenue Suite 250, Los Gatos, CA 95032 • United States

355 Santana Row Suite 2050, San Jose, CA 95128 • United States

Hollister, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc San Jose Ca CA 04/2018 Present
Insight Global San Jose CA 10/2017 03/2018
24 Hour Fitness San Jose CA 11/2017 02/2018
Extended Travel San Jose CA 06/2017 10/2017
Ucpd- University Of California Police Department, Berkeley Berkeley CA 12/2016 05/2017
Uc Berkeley Berkeley CA 05/2015 05/2017
  • 04/2018 → Present
    Ubs Financial Services Inc
    San Jose Ca, CA
  • 10/2017 → 03/2018
    Insight Global
    San Jose, CA
  • 11/2017 → 02/2018
    24 Hour Fitness
    San Jose, CA
  • 06/2017 → 10/2017
    Extended Travel
    San Jose, CA
  • 12/2016 → 05/2017
    Ucpd- University Of California Police Department, Berkeley
    Berkeley, CA
  • 05/2015 → 05/2017
    Uc Berkeley
    Berkeley, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-28
  • S66 Uniform Combined State Law Examination
    2019-02-28

View on SEC IAPD

Other Firms

STRATEGIC ADVISERS LLC
J.P. MORGAN SECURITIES LLC
REACT INVESTMENT SOLUTIONS, LLC
LEGACY CAPITAL GROUP CALIFORNIA, INC.
INTEGRITY ALLIANCE, LLC.
CHARLES SCHWAB & CO., INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
LOS GATOS FINANCIAL LLC

Other Investors

HARRY SAPUTRA
JENNIFER TRAN
ZACHARY D. LEVY
MARCELA GUADALUPE GONZALEZ
JOYCE WONG IRMER
LUCAS ORME
DIEU TRAN
ELYSSA JOY QUILLA VERZOSA

Other Offices

STRATEGIC ADVISERS LLC · LOS GATOS, CA
J.P. MORGAN SECURITIES LLC · LOS GATOS, CA
REACT INVESTMENT SOLUTIONS, LLC · LOS GATOS, CA
LEGACY CAPITAL GROUP CALIFORNIA, INC. · LOS GATOS, CA
INTEGRITY ALLIANCE, LLC. · Los Gatos, CA
CHARLES SCHWAB & CO., INC. · Los Gatos, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS GATOS, CA
LOS GATOS FINANCIAL LLC · LOS GATOS, CA

More in Los Gatos, CA

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