Roger George Tran

706 N Main St, Ofallon, MO 63366 • United States

Current Registrations

Authority	Category	Status	Date
HI	RA	APPROVED	2026-08-04
NC	RA	APPROVED	2026-08-04
OR	RA	APPROVED	2026-08-04
SC	RA	APPROVED	2026-08-04
WY	RA	APPROVED	2026-08-04
CA	RA	APPROVED	2026-05-22
MO	RA	APPROVED	2024-12-02

Branch Locations

706 N Main St, Ofallon, MO 63366 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Grove	San Francisco	CA	03/2019	08/2019
Ginsburg Financial Advisors, Inc.	Oakland	CA	09/2017	03/2019
Wells Fargo	Concord	CA	08/2007	09/2017
Core Planning D/B/A Roger Tran, Cfp	Pittsburg	CA	12/2024	Present
Facet Wealth	Baltimore	MD	08/2019	12/2023
L'ARgent Ventures	Pittsburg	CA	07/2018	12/2024
Oakland Vietnamese Chamber Of Commerce	Oakland	CA	03/2023	10/2025
Newretirement Advisors Llc D/B/A Boldin Advisors	Pittsburg	CA	10/2025	03/2026

03/2019 → 08/2019

Grove

San Francisco, CA
09/2017 → 03/2019

Ginsburg Financial Advisors, Inc.

Oakland, CA
08/2007 → 09/2017

Wells Fargo

Concord, CA
12/2024 → Present

Core Planning D/B/A Roger Tran, Cfp

Pittsburg, CA
08/2019 → 12/2023

Facet Wealth

Baltimore, MD
07/2018 → 12/2024

L'ARgent Ventures

Pittsburg, CA
03/2023 → 10/2025

Oakland Vietnamese Chamber Of Commerce

Oakland, CA
10/2025 → 03/2026

Newretirement Advisors Llc D/B/A Boldin Advisors

Pittsburg, CA