Olivia Smith

Current Employers

Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2022-11-02

FL RA
APPROVED

Since 2022-11-02

Branch Locations

Palm Coast, FL • United States

St Augstine, FL • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Jacksonville	FL	10/2017	09/2021
Bank Of America, N.A.	Jacksonville	FL	10/2017	09/2021
Poss Medical Supply	Tallahassee	FL	08/2016	03/2017
Unemployed	Jacksonville Beach	FL	02/2017	10/2017
Gwfs Equities, Inc	Greenwood Village	CO	09/2021	Present

10/2017 → 09/2021

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jacksonville, FL
10/2017 → 09/2021

Bank Of America, N.A.

Jacksonville, FL
08/2016 → 03/2017

Poss Medical Supply

Tallahassee, FL
02/2017 → 10/2017

Unemployed

Jacksonville Beach, FL
09/2021 → Present

Gwfs Equities, Inc

Greenwood Village, CO

Previous Registrations

2018-07-24 → 2021-09-27

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jacksonville, FL

Jacksonville, FL

Jacksonville, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-07-23

S66 Uniform Combined State Law Examination

2018-07-23

Other Names

Olivia Dolores Smith

View on SEC IAPD