Best Investors
Account
Sign in
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-01-07 |
| TX | RA | APPROVED | 2022-01-07 |
Branch Locations
10960 Wilshire Boulevard Suite 2000, Los Angeles, CA 90024 • United States
9665 Wilshire Boulevard Suite 600, Beverly Hills, CA 90212 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Beverly Hills | CA | 09/2017 | 01/2022 |
| Rosland Capital | Los Angeles | CA | 05/2015 | 09/2017 |
| Bank Of America, N.A. | Beverly Hills | CA | 03/2018 | 01/2022 |
| Morgan Stanley Smith Barney Llc | Los Angeles | CA | 01/2022 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 03/2022 | Present |
*477229- Sunset; Investment related Yes; Cleveleys, Lancashire ;Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 02/2020; During business hours: 0; After business hours: 1; Administrative Clifton Way LLC Investment related: N Address of business: Los Angeles, California 90034 Nature of business: LLC, Position, title, association: Other, Apartment building maintenance Start date of relationship: 11/22/2019 Number of hours devoted: 50 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: 1 month temporary supervision of the apartment complex that I live in. The owners are looking for a new full time manager. I have lived in this apartment complex for approx. 5 years. The owners want me to keep an eye on the building and keep it tidy Paul G Walmsley Investment related: No Address of business: Beverly Hills, CA Position, title, association: AUTHOR Start date of relationship: MAY 2014 Number of hours devoted: 0 Number of hours devoted during trading hours: 0 Duties: I AM NO LONGER ALLOWED TO PROMOTE THESE BOOKS. THEY HAVE BEEN APPROVED TO REMAIN FOR SALE, WITH NO MARKETING EFFORTS PERMITTED BY ME. *477280- Createspace; Investment related No; North Charleston, South Carolina; Publishing; Author (proprietor, partner, officer, director, employee, trustee, agent); 05/2014; During business hours: 0; After business hours: 0; *595773 - Loyola High School ; Investment related - No ; Los Angeles,California ; Education ; Employee(proprietor, partner, officer, director, employee, trustee, agent) ; 5/2024 ; During business hours : 10 ; After business hours : 10 ; Boys' soccer coach *698916 - None; Investment related - No; Beverly Hils, California; Work as an extra in the entertainment industry; freelance actor (proprietor, partner, officer, director, employee, trustee, agent); 07/2026; During business hours: 0; After business hours: 8; freelance actor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-02-21 |
Reach out to this advisor