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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-01-07
TX RA APPROVED 2022-01-07
  • CA RA
    APPROVED
    Since 2022-01-07
  • TX RA
    APPROVED
    Since 2022-01-07

Branch Locations

10960 Wilshire Boulevard Suite 2000, Los Angeles, CA 90024 • United States

9665 Wilshire Boulevard Suite 600, Beverly Hills, CA 90212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Beverly Hills CA 09/2017 01/2022
Rosland Capital Los Angeles CA 05/2015 09/2017
Bank Of America, N.A. Beverly Hills CA 03/2018 01/2022
Morgan Stanley Smith Barney Llc Los Angeles CA 01/2022 Present
Morgan Stanley Private Bank, N.A New York NY 03/2022 Present
  • 09/2017 → 01/2022
    Beverly Hills, CA
  • 05/2015 → 09/2017
    Rosland Capital
    Los Angeles, CA
  • 03/2018 → 01/2022
    Bank Of America, N.A.
    Beverly Hills, CA
  • 01/2022 → Present
    Morgan Stanley Smith Barney Llc
    Los Angeles, CA
  • 03/2022 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Other Businesses

*477229- Sunset; Investment related Yes; Cleveleys, Lancashire ;Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 02/2020; During business hours: 0; After business hours: 1; Administrative Clifton Way LLC Investment related: N Address of business: Los Angeles, California 90034 Nature of business: LLC, Position, title, association: Other, Apartment building maintenance Start date of relationship: 11/22/2019 Number of hours devoted: 50 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: 1 month temporary supervision of the apartment complex that I live in. The owners are looking for a new full time manager. I have lived in this apartment complex for approx. 5 years. The owners want me to keep an eye on the building and keep it tidy Paul G Walmsley Investment related: No Address of business: Beverly Hills, CA Position, title, association: AUTHOR Start date of relationship: MAY 2014 Number of hours devoted: 0 Number of hours devoted during trading hours: 0 Duties: I AM NO LONGER ALLOWED TO PROMOTE THESE BOOKS. THEY HAVE BEEN APPROVED TO REMAIN FOR SALE, WITH NO MARKETING EFFORTS PERMITTED BY ME. *477280- Createspace; Investment related No; North Charleston, South Carolina; Publishing; Author (proprietor, partner, officer, director, employee, trustee, agent); 05/2014; During business hours: 0; After business hours: 0; *595773 - Loyola High School ; Investment related - No ; Los Angeles,California ; Education ; Employee(proprietor, partner, officer, director, employee, trustee, agent) ; 5/2024 ; During business hours : 10 ; After business hours : 10 ; Boys' soccer coach *698916 - None; Investment related - No; Beverly Hils, California; Work as an extra in the entertainment industry; freelance actor (proprietor, partner, officer, director, employee, trustee, agent); 07/2026; During business hours: 0; After business hours: 8; freelance actor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-02-21
  • S66 Uniform Combined State Law Examination
    2018-02-21
Other Names
  • Paul Walmsley

View on SEC IAPD

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