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Matthew Hamilton Hawes

Vanguard Advisers, Inc.

Charlotte, NC

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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2019-12-02
TX RA APPROVED 2019-12-02
  • NC RA
    APPROVED
    Since 2019-12-02
  • TX RA
    APPROVED
    Since 2019-12-02

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 01/2015 Present
Vanguard Marketing Corporation Charlotte NC 01/2015 Present
Vanguard Advisers, Inc. Charlotte NC 11/2019 Present
  • 01/2015 → Present
    The Vanguard Group, Inc.
    Charlotte, NC
  • 01/2015 → Present
    Vanguard Marketing Corporation
    Charlotte, NC
  • 11/2019 → Present
    Vanguard Advisers, Inc.
    Charlotte, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-25
S65 Uniform Investment Adviser Law Examination 2006-12-04
S63 Uniform Securities Agent State Law Examination 1998-09-02
  • S66 Uniform Combined State Law Examination
    2019-11-25
  • S65 Uniform Investment Adviser Law Examination
    2006-12-04
  • S63 Uniform Securities Agent State Law Examination
    1998-09-02
Other Names
  • Matt Hawes

View on SEC IAPD

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