John Anthony Baldi

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2024-12-26
PA	RA	APPROVED	2024-10-16
NY	RA	APPROVED	2021-04-16
TX	RA	APPROVED_RES	2018-07-30

GA RA
APPROVED

Since 2024-12-26
PA RA
APPROVED

Since 2024-10-16
NY RA
APPROVED

Since 2021-04-16
TX RA
APPROVED_RES

Since 2018-07-30

Branch Locations

Savannah, GA • United States

8310 Wehrle Dr, Williamsville, NY 14221-7334 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Williamsville	NY	10/2017	03/2020
Company Voice	Blue Bell	PA	08/2016	09/2017
Glennhardie Country Club	Wayne	PA	05/2016	10/2017
Ameriprise Financial Services, Llc	Williamsville	NY	03/2020	Present

10/2017 → 03/2020

Ameriprise Financial Services, Inc.

Williamsville, NY
08/2016 → 09/2017

Company Voice

Blue Bell, PA
05/2016 → 10/2017

Glennhardie Country Club

Wayne, PA
03/2020 → Present

Ameriprise Financial Services, Llc

Williamsville, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-01-23

S66 Uniform Combined State Law Examination

2018-01-23

Designations