Kavi Ziad Fulena

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2019-02-04
CA	RA	APPROVED	2018-03-16

TX RA
APPROVED

Since 2019-02-04
CA RA
APPROVED

Since 2018-03-16

Branch Locations

Manhattan Beach, CA • United States

333 S Hope St, Los Angeles, CA 90071 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Los Angeles	CA	09/2017	Present
Penn State University	State College	PA	08/2015	08/2017
Bank Of America, N.A.	Los Angeles	CA	01/2018	Present

09/2017 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Los Angeles, CA
08/2015 → 08/2017

Penn State University

State College, PA
01/2018 → Present

Bank Of America, N.A.

Los Angeles, CA

Other Businesses

I*731254 For profit or not for profit: Entity Charitable Name of outside business organization: Venice Arts Investment related: N Address of business: Marina del Rey, California, 90292 Nature of business: ["Private Foundation"] Position, title, association: ["Board Member"], Start date of relationship: 2/28/2022 Number of hours devoted: 2 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , Fund raising, general consulting.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-03-15

S66 Uniform Combined State Law Examination

2018-03-15

Other Names

Kavi Fulena

View on SEC IAPD