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200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2025-06-18 |
Branch Locations
200 Fifth Avenue 7Th Floor, Waltham, MA 02451 • United States
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nomura Securities International, Inc. | New York | NY | 09/2017 | 01/2020 |
| Income Research & Management | Boston | MA | 09/2013 | 07/2017 |
| Unemployed | Walpole | MA | 01/2020 | 11/2020 |
| Onevision | Walpole | MA | 11/2020 | 10/2022 |
| Citizens Bank | Manchester | NH | 10/2022 | 04/2025 |
| Clarfeld Financial Advisors, Llc | Manchester | NH | 10/2022 | 04/2025 |
| Unemployed | Winchester | MA | 07/2017 | 09/2017 |
| Citizens Securities, Inc. | Boston | MA | 06/2023 | 04/2025 |
| Unemployed | Winchester | MA | 04/2025 | 06/2025 |
| Hightower Advisors, Llc | Waltham | MA | 06/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-11-11 |
| S65 | Uniform Investment Adviser Law Examination | 2016-11-12 |
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