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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-03-30 |
| TX | RA | APPROVED | 2026-03-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Glendale | AZ | 09/2017 | 12/2025 |
| Fidelity Investments | Phoenix | AZ | 01/2026 | Present |
| Wells Fargo Bank, Na | Mesquite | NV | 06/2014 | 09/2017 |
| Fidelity Brokerage Services Llc | Phoenix | AZ | 03/2026 | Present |
| Strategic Advisors Llc | Phoenix | AZ | 02/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-03-31 |
| S63 | Uniform Securities Agent State Law Examination | 2017-11-09 |
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