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6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-06-01 |
| TX | RA | APPROVED | 2026-05-14 |
Branch Locations
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
3109 W Dr. Martin Luther King Blvd Suite 600, Tampa, FL 33607 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Allied Securities, Inc. | San Diego | CA | 11/2017 | 03/2018 |
| Diocese Of Providence | Providence | RI | 07/2001 | 11/2019 |
| Knights Of Columbus Asset Advisors Llc | New Haven | CT | 05/2021 | 06/2021 |
| Foreside Fund Services, Llc | Saunderstown | RI | 02/2020 | 12/2020 |
| Knights Of Columbus Insurance | New Haven | CT | 11/2019 | 06/2021 |
| Vigilant Distributors Llc | Chadds Ford | PA | 05/2021 | 06/2021 |
| Fisher Investments | Tampa | FL | 05/2026 | Present |
| The Washington Trust Company | Westerly | RI | 06/2021 | 01/2026 |
| Unemployed | Saunderstown | RI | 01/2026 | 05/2026 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-06-07 |
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