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Katlyn Nicole Berrettini

Charles Schwab & Co., Inc.

Westlake, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-10-18
  • TX RA
    APPROVED
    Since 2019-10-18

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Westlake TX 09/2017 08/2019
Northwestern Mutual Addison TX 05/2016 07/2017
Charles Schwab & Co., Inc. Westlake TX 09/2019 Present
  • 09/2017 → 08/2019
    Fidelity Brokerage Services Llc
    Westlake, TX
  • 05/2016 → 07/2017
    Northwestern Mutual
    Addison, TX
  • 09/2019 → Present
    Charles Schwab & Co., Inc.
    Westlake, TX
Previous Registrations
  • 2018-12-10 → 2019-08-23
    Fidelity Personal And Workplace Advisors
    Westlake, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-04
S63 Uniform Securities Agent State Law Examination 2017-11-27
  • S66 Uniform Combined State Law Examination
    2018-12-04
  • S63 Uniform Securities Agent State Law Examination
    2017-11-27
Other Names
  • Katlyn Nicole Strauss
  • Katlyn Strauss
  • Katlyn Berrettini

View on SEC IAPD

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VICTOR MURDAUGH WHITE
JACOB BRANDON KINNARD
RYAN WILLEY
MICHAEL D FRANTZ
JACOB W RANKIN
EDWARD WHALEN
BRANDON JAMES GOODWIN

Other Offices

STRATEGIC ADVISERS LLC · WESTLAKE, TX
STRATEGIC ADVISERS LLC · WESTLAKE, TX
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC · WESTLAKE, TX
EDWARD JONES · Westlake, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Trophy Club, TX
LPL FINANCIAL LLC · TROPHY CLUB, TX
ADVISOR RESOURCE COUNCIL · Trophy Club, TX
EDWARD JONES · TROPHY CLUB, TX

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