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14600 Branch St., Omaha, NE 68154 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2020-03-16 |
Branch Locations
14600 Branch St., Omaha, NE 68154 • United States
2150 S. 1300 East, Ste. 500, Salt Lake City, UT 84106 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Travis Vongsawad | Provo | UT | 09/2017 | 04/2019 |
| Rcm Investments | Provo | UT | 02/2017 | 09/2017 |
| Alliance Health | Orem | UT | 03/2015 | 02/2017 |
| Northwestern Mutual Investment Services Llc | Provo | UT | 11/2018 | 04/2019 |
| Travis Vongsawad | Provo | UT | 11/2017 | 04/2019 |
| Wealth Navigation Advisors | Centerville | UT | 04/2019 | 03/2020 |
| Cwm, Llc | Omaha | NE | 03/2020 | Present |
| Signal Wealth Advisors | Centerville | UT | 02/2020 | 01/2022 |
| Cetera Advisor Networks | El Segundo | CA | 04/2020 | 10/2023 |
| Carson Wealth | Salt Lake City | UT | 02/2022 | Present |
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 04/2020 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, ANNUITIES AND LONG TERM CARE 2. NAME OF OTHER BUSINESS: BEN HEWLETT; INVESTMENT RELATED: NO; ADDRESS: 1623 E 2050 N LAYTON UT 84040; NATURE OF BUSINESS: REAL ESTATE; START DATE: 11/2020; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: LANDLORD, HELP TENANTS WITH QUESTIONS OR PROBLEMS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-05-20 |
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