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245 Summer Street, Boston, MA 02210 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2026-01-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gwg Life | Minneapolis | MN | 07/2017 | 12/2019 |
| Emerson Equity Llc | San Mateo | CA | 09/2017 | 01/2020 |
| Chianti Gill | Roseville | MN | 08/2012 | 08/2017 |
| Metropolitan University | Saint Paul | MN | 01/2015 | 12/2017 |
| Thrivent Distributors, Llc | Minneapolis | MN | 02/2020 | 12/2023 |
| Fidelity Investments | Smithfield | RI | 12/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-06-22 |
| S63 | Uniform Securities Agent State Law Examination | 2017-11-14 |
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