Kristi Dawn Chapman

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
UT	RA	APPROVED	2025-05-15

UT RA
APPROVED

Since 2025-05-15

Branch Locations

7167 South Center Park Drive Floor 2, West Jordan, UT 84084 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Clearing Services	Salt Lake City	UT	08/2017	05/2025
Wells Fargo Bank	Salt Lake City	UT	08/2017	05/2025
Wells Fargo Bank	Salt Lake City	UT	01/1996	08/2017
Mountain America Credit Union	West Jordan	UT	05/2025	Present
Lpl Financial	West Jordan	UT	05/2025	Present

08/2017 → 05/2025

Wells Fargo Clearing Services

Salt Lake City, UT
08/2017 → 05/2025

Wells Fargo Bank

Salt Lake City, UT
01/1996 → 08/2017

Wells Fargo Bank

Salt Lake City, UT
05/2025 → Present

Mountain America Credit Union

West Jordan, UT
05/2025 → Present

Lpl Financial

West Jordan, UT

Previous Registrations

2020-04-21 → 2025-05-08

Wells Fargo Clearing Services, Llc

Tarpon Springs, FL

Salt Lake City, UT

Salt Lake City, UT

Salt Lake City, UT

Salt Lake City, UT
2017-11-02 → 2018-12-11

Wells Fargo Clearing Services, Llc

Minneapolis, MN

Salt Lake City, UT

Other Businesses

1) 05/2025 - Mountain America Investment Services / DBA for LPL Business (entity for LPL business) Inv Related / At reported business location (s) 2) 05/2025 - Rental Property @ 1717 S. 500 E. Salt Lake City, UT 84105 / Real Estate Rental / Salt Lake City UT 84105 / Start date 05/07/2005 -

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-11-01

S66 Uniform Combined State Law Examination

2017-11-01

Other Names

Kristi Chapman

View on SEC IAPD