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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-09-27
  • FL RA
    APPROVED
    Since 2024-09-27

Branch Locations

6700 N. State Rd 7, Coconut Creek, FL 33073 • United States

3450 Clark Road, Sarasota, FL 34231 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Power Financial Credit Union Pembroke Pines FL 08/2016 05/2020
Cuso Financial Services, Lp Pembroke Pines FL 09/2017 11/2018
Lpl Finanical Llc Pembroke Pines FL 11/2018 04/2020
Jpmorgan Chase Bank, N.A. Boca Raton FL 07/2021 07/2022
J.P. Morgan Securities Llc Boca Raton FL 07/2021 09/2022
Unemployed Tamarac FL 05/2020 06/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fort Lauderdale FL 10/2022 05/2024
Bank Of America, N.A. Fort Lauderdale FL 10/2022 05/2024
Unemployed Tamarac FL 06/2024 08/2024
Td Bank N.A. Coconut Creek FL 09/2024 Present
Td Private Client Wealth Llc Coconut Creek FL 09/2024 Present
  • 08/2016 → 05/2020
    Power Financial Credit Union
    Pembroke Pines, FL
  • 09/2017 → 11/2018
    Cuso Financial Services, Lp
    Pembroke Pines, FL
  • 11/2018 → 04/2020
    Lpl Finanical Llc
    Pembroke Pines, FL
  • 07/2021 → 07/2022
    Jpmorgan Chase Bank, N.A.
    Boca Raton, FL
  • 07/2021 → 09/2022
    Boca Raton, FL
  • 05/2020 → 06/2021
    Unemployed
    Tamarac, FL
  • 10/2022 → 05/2024
    Fort Lauderdale, FL
  • 10/2022 → 05/2024
    Bank Of America, N.A.
    Fort Lauderdale, FL
  • 06/2024 → 08/2024
    Unemployed
    Tamarac, FL
  • 09/2024 → Present
    Td Bank N.A.
    Coconut Creek, FL
  • 09/2024 → Present
    Coconut Creek, FL
Previous Registrations
Other Businesses

I*1113258 For profit or not for profit: Entity For Profit Name of outside business organization: ON DEMAND REHAB LLC Investment related: N Address of business: tamarac, Florida Nature of business: ["Limited Liability Company"] Position, title, association: ["Owner"], Start date of relationship: 5/1/2023 Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: I am part owner, but my wife is a physical therapist and might take on patients in the future

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-01-25
  • S66 Uniform Combined State Law Examination
    2019-01-25

View on SEC IAPD

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