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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2022-02-15 |
| TX | RA | APPROVED | 2022-02-15 |
Branch Locations
One Financial Plaza 19Th Floor, Providence, RI 02903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Weston Securities Corporation | Wellesley | MA | 04/2017 | 06/2019 |
| Bank Rhode Island | Wakefield | RI | 09/2015 | 04/2017 |
| University Of Rhode Island | Kingston | RI | 09/2013 | 05/2017 |
| Morgan Stanley | Boston | MA | 07/2019 | 08/2021 |
| Raymond James & Associates Inc. | Providence | RI | 08/2021 | 02/2022 |
| Morgan Stanley | Providence | RI | 02/2022 | Present |
*568285 - Bella Vita Nutrition; Investment related-No; Warwick, Rhode Island; Restaurant/Bar/Nightclub; Employee (proprietor, partner, officer, director, employee, trustee, agent); 09/2023; During business hours: 0; After business hours: 20; Customer Service, Labor/Service
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-23 |
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