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Harrison Sparkman Ambrose

Rbc Capital Markets, LLC

Seattle, WA

Seattle, WA

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-01
WA RA APPROVED 2024-07-10
  • TX RA
    APPROVED
    Since 2024-08-01
  • WA RA
    APPROVED
    Since 2024-07-10

Branch Locations

Seattle, WA • United States

401 Union Street Suite 3600, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Lone Tree CO 09/2017 05/2019
The Citadel: The Military College Of South Carolina Charleston SC 08/2013 07/2017
Morgan Stanley Colorado Springs CO 06/2019 06/2023
Rbc Capital Markets, Llc Seattle WA 07/2024 Present
Edhec Business School Nice 09/2023 06/2024
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-02
S63 Uniform Securities Agent State Law Examination 2018-03-05
  • S66 Uniform Combined State Law Examination
    2018-08-02
  • S63 Uniform Securities Agent State Law Examination
    2018-03-05
Other Names
  • Harrison Sparkman Ambrose
  • Harrison Ambrose

View on SEC IAPD

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