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Current Employers
B. Riley Wealth Advisors, Inc.

40 S. Main St. Suite 1600, Memphis, TN 38103 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-06-04
  • IL RA
    APPROVED
    Since 2024-06-04

Branch Locations

200 South Wacker Drive Suite, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Securities Corporation Chicago IL 09/2017 07/2022
University Of Illinois Champaign - Urbana IL 08/2013 08/2017
University Of Illinois - Office Of Government Relations Champaign-Urbana IL 09/2016 06/2017
B. Riley Wealth Management Chicago IL 07/2022 Present
B. Riley Wealth Advisors Memphis TN 05/2024 Present
  • 09/2017 → 07/2022
    National Securities Corporation
    Chicago, IL
  • 08/2013 → 08/2017
    University Of Illinois
    Champaign - Urbana, IL
  • 09/2016 → 06/2017
    University Of Illinois - Office Of Government Relations
    Champaign-Urbana, IL
  • 07/2022 → Present
    B. Riley Wealth Management
    Chicago, IL
  • 05/2024 → Present
    B. Riley Wealth Advisors
    Memphis, TN
Other Businesses

1. JBT Wealth Management; Non Investment-Related; 200 S Wacker Dr ste 700 Chicago, IL 60606; Bill paying entity for the branch; Used for accounting purposes only, all business conducted through B. Riley Wealth; Start Date 09/2017; 0 Hrs/Month; Provide administrative support... 2. B. Riley Wealth Insurance; Investment related; 200 S Wacker Dr ste 700 Chicago, IL 60606; Life insurance; Registered CSA; Start date 10/2025; 0 hour/month devoted during securities trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-04
  • S66 Uniform Combined State Law Examination
    2024-06-04

View on SEC IAPD

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