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40 S. Main St. Suite 1600, Memphis, TN 38103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-06-04 |
Branch Locations
200 South Wacker Drive Suite, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Securities Corporation | Chicago | IL | 09/2017 | 07/2022 |
| University Of Illinois | Champaign - Urbana | IL | 08/2013 | 08/2017 |
| University Of Illinois - Office Of Government Relations | Champaign-Urbana | IL | 09/2016 | 06/2017 |
| B. Riley Wealth Management | Chicago | IL | 07/2022 | Present |
| B. Riley Wealth Advisors | Memphis | TN | 05/2024 | Present |
1. JBT Wealth Management; Non Investment-Related; 200 S Wacker Dr ste 700 Chicago, IL 60606; Bill paying entity for the branch; Used for accounting purposes only, all business conducted through B. Riley Wealth; Start Date 09/2017; 0 Hrs/Month; Provide administrative support... 2. B. Riley Wealth Insurance; Investment related; 200 S Wacker Dr ste 700 Chicago, IL 60606; Life insurance; Registered CSA; Start date 10/2025; 0 hour/month devoted during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-06-04 |
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