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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-08-05
CA RA APPROVED 2025-05-20
  • TX RA
    APPROVED
    Since 2025-08-05
  • CA RA
    APPROVED
    Since 2025-05-20

Branch Locations

La Habra, CA • United States

444 S. Flower Street Suite 4200, Los Angeles, CA 90071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Co San Dimas CA 12/2017 05/2025
Nylife Securities, Llc San Dimas CA 09/2017 05/2025
Quinn Power Systems City Of Industry CA 02/2007 03/2018
Eagle Strategies Llc San Dimas CA 05/2024 05/2025
Massmutual Life Insurance Co Los Angeles CA 05/2025 Present
Mml Investors Services, Llc Los Angeles CA 05/2025 Present
Lenox Advisors Los Angeles CA 05/2025 Present
  • 12/2017 → 05/2025
    New York Life Insurance Co
    San Dimas, CA
  • 09/2017 → 05/2025
    Nylife Securities, Llc
    San Dimas, CA
  • 02/2007 → 03/2018
    Quinn Power Systems
    City Of Industry, CA
  • 05/2024 → 05/2025
    San Dimas, CA
  • 05/2025 → Present
    Massmutual Life Insurance Co
    Los Angeles, CA
  • 05/2025 → Present
    Los Angeles, CA
  • 05/2025 → Present
    Lenox Advisors
    Los Angeles, CA
Previous Registrations
Other Businesses

(1) Name: Youth Science Center Inv Rel: N Add: 16446 Wedgeworth Dr, Hacienda Heights, CA 91745 Nature: Nonprofit Organization Position: Non-compensated Board Member Start Date: 07/01/2019 No. Hr/Mo: 4 No. Hr/Mo During Sec Trading: 0 Duties: Provide input/direction on program activities. (2) Name: Brian Mayhall / Lenox Advisors Inv Rel: Y Add: 444 S Flower St, Suite 4200, Los Angeles, CA 90071 Nature: Outside Insurance Sales Position: Insurance Broker Start Date: 05/12/2025 No. Hr/Mo: 10 No. Hr/Mo During Sec Trading: 5 Duties: Life, disability, long-term care, fixed annuities, health.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-22
S63 Uniform Securities Agent State Law Examination 2019-05-09
  • S66 Uniform Combined State Law Examination
    2024-05-22
  • S63 Uniform Securities Agent State Law Examination
    2019-05-09

View on SEC IAPD

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